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WHF/WHFF Partner Series: Recent Developments in BSA/AML
Thursday, November 05, 2020, 12:00 PM - 1:15 PM EDT
Category: Events

WHF/WHFF Partner Series: Recent Developments in BSA/AML

The program will cover some of the recent interagency guidance documents, exemption orders and proposals for public comment issued by the Federal banking agencies and/or FinCEN as well as some of the recent interpretive letters issued by the OCC that address fintech issues.   

Speaker: 
Jim Vivenzio, Acting Director, for Bank Secrecy Act/Anti-Money Laundering (BSA/AML) Policy at the Office of the Comptroller of the Currency (OCC)

Date: November 5, 2020
Time: 12:00 - 1:15 pm
Location: Zoom Webinar (information will be emailed in your confirmation email)

 

Jim Vivenzio is the Acting Director for Bank Secrecy Act/Anti-Money Laundering (BSA/AML) Policy at the Office of the Comptroller of the Currency (OCC). In this role, Mr. Vivenzio directs policy related to BSA/AML and counter-financing of terrorism for OCC examiners and supervised banks and manages the BSA/AML Policy staff. Before serving in this role, he served as a senior counsel for BSA/AML in the Office of the Chief Counsel, where he focused on legal issues involving BSA/AML, policy matters, legislation, enforcement cases and investigations, and operational and fraud risks involving payment systems and financial technologies.  Jim also served as the Acting Senior Advisor to the Senior Deputy Comptroller for Bank Supervision Policy.  He is a member of the Financial Services Information Sharing and Analysis Center (FS-ISAC) Payments Fraud Working Group, several Bank Secrecy Act Advisory Group (BSAAG) Subcommittees, and other interagency groups involving BSA/AML, payments and digital assets.

 Mr. Vivenzio is also a Distinguished Lecturer with the Financial Integrity Institute of the Case Western Reserve University’s School of Law and previously served as an Adjunct Professor of Law in this master’s degree program.

Before joining the OCC in 1991, Mr. Vivenzio was an associate with the law firm White & Case in New York City.

Mr. Vivenzio earned a bachelor of science degree in business administration from Fordham University. He received his law degree from Fordham University’s School of Law and is a member of the New York Bar and the New Jersey Bar.

 

 

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